Examination Reports - Market Conduct

​​​​The Office of the Commissioner of Insurance (OCI), Division of Market Regulation and Enforcement, conducts market conduct examinations. These examinations focus on the business practices of insurers and producers and are designed to monitor marketing, advertising, policyholder services, underwriting, rating, and claims practices. Examination reports that focus on the financial condition of insurers can be found at financial examinations​.

Links to the most recent market conduct examination reports can be found on this webpage. All prior market conduct reports are public record and a copy of the report may be requested through OCI Records​. Copy charges do apply.

Any questions concerning the market conduct examination reports can be directed to Jamie Adams​, Administrator for the Division of Market Regulation and Enforcement, at Jamie.Adams1@wisconsin.gov. ​


Use the alphabetic links below or use your browser’s “Find…” capability to locate the exam you’re interested in.
Name Location As Of
First Auto & Casualty Insurance Company Madison, Wisconsin May 19 - 30, 2014
Abri Health Plan, Inc. West Allis Wisconsin October 26 - November, 2009
ACUITY, A Mutual Insurance Company Sheboygan, Wisconsin April 23 - May 4, 2012
AIU Insurance Company
Response - AUI Insurance Company
New York, New York May 19 - 23, 2003
Allianz Life Insurance Company of North America Minneapolis, Minnesota March 14 - 30, 2011
Allstate Insurance Company Northbrook, Illinois June 16 - 27, 2008
American Dental Plan of Wisconsin, Inc. Madison, Wisconsin December 3 - 5, 2001
American Family Life Insurance Company Madison, Wisconsin October 19 - November 6, 2009
American Family Mutual Insurance Company of Wisconsin Madison, Wisconsin December 1997
American Investors Life Insurance Company
Response - American Investors Life Insurance Company
Topeka, Kansas January 22 - February 1, 2008
American Republic Insurance Company and
American Republic Corp Insurance Company
Des Moines, Iowa
Omaha, Nebraska
September 14 - 25, 2009
American Standard Insurance Company of Wisconsin Madison, Wisconsin December 1997
Athene Annuity and Life Company
Response - Athene Annuity and Life Company
West Des Moines, Iowa August 18 - September 5, 2014
Atrium Health Plan, Inc. Hudson, Wisconsin August 1999 (Managed Care Desk Audit)
Auto Club Insurance Association Southfield, Michigan September 13 - 24, 2010
Auto-Owners Insurance Company Lansing, Michigan October 20 - 24, 2014
Aviva Life and Annuity Company
Response - Aviva Life and Annuity Company
Des Moines, Iowa September 15 - 26, 2008
Bankers Life & Casualty Company Carmel, Indiana July 23 - August 10, 2012
Blue Cross Blue Shield of Wisconsin Milwaukee, Wisconsin November 4 - 12, 2003
Blue Cross & Blue Shield United of Wisconsin Milwaukee, Wisconsin May 17 - May 21, 1999
Wauwatosa, Wisconsin April 16 - May 1, 2012
Catholic Family Life Insurance Shorewood, Wisconsin March 17 - 26, 2003
Catholic Financial Life Milwaukee, Wisconsin August 15 - 26, 2011
Compcare Health Services Insurance Corporation Milwaukee, Wisconsin July 23 - August 2, 2001
Conseco Senior Health Insurance Company Carmel, Indiana September 10 - 18, 2001
Continental Indemnity Company Omaha, Nebraska August 20 - 29, 2018
Continental Life Insurance Company of Brentwood, Tennessee
Response - Continental Life Insurance Company
Franklin, Tennessee June 16 - 27, 2014
CUNA Mutual Insurance Society Madison, Wisconsin September 3 - 11, 2002
Dean Health Plan, Inc Madison, Wisconsin September 8 - 24, 2014
Deerbrook Insurance Company N orthbrook, Illinoi s April 23 - May 3, 2001
Delta Dental of Wisconsin, Inc. Stevens Point, Wisconsin May 7 - 18, 2012
Employers Health Insurance Company Green Bay, Wisconsin J anuary 30 - February 6, 2001
Employers Insurance of Wausau, A Mutual Company Wausau, Wisconsin September - October 1997
Erie Insurance Exchange Erie, Pennsylvania May 9 - 20, 2011
Farmers Insurance Exchange
Response - Farmers Insurance Exchange
Los Angeles, California June 7 - 17, 2010
Fidelity & Guaranty Life Insurance Company Baltimore, Maryland March 30 - April 18, 2014
Fortis Insurance Company
Response - Fortis Insurance Company
Milwaukee, Wisconsin March 15 - 29, 2004
GEICO General Insurance Company Macon, Georgia July 23 - August 3, 2012
General Casualty Company of Wisconsin Su n Prairie, Wisconsin November 3 - 14, 2008
Germantown Mutual Insurance Company Germantown, Wisconsin November 13 - 16, 2000
Globe American Casualty Company Milford, O hio February 1999
Globe Life and Accident Insurance Company Oklahoma City, Oklahoma June 14 - 24, 2010
Greater LaCrosse Health Plans, Inc. Onalaska, Wisconsin October 2000
Greatway Insurance Company Sheboygan, Wisconsin September 1998
Group Health Cooperative of Eau Claire Eau Claire, Wisconsin April 1 - 3, 2002
Group Health Cooperative of South Central Wisconsin Madison, Wisconsin June 28 - July 2, 1999
Guarantee Trust Life Insurance Company Glenview, Illinois August 2 - 20, 2010
Gundersen Health Plan, Inc. La Crosse, Wisconsin September 9 - 27, 2013
Hartford Underwriters Insurance Company Hartford, Connecticut February 10 - 21, 2003
Health Tradition Health Plan Onalaska, Wisconsin October 18 - 29, 2010
Heritage Mutual Insurance Company Sheboygan, Wisconsin September 1998
Homesite Insurance Company Boston, Massachusetts March 21 - April 1, 2011
Humana Insurance Company Green Bay, Wisconsin September 10 - 26, 2007
Humana Wisconsin Health Organization Insurance Corporation Waukesha, Wisconsin
Louisville, Kentucky
August 23-27, 2004
September 20-28, 2004
Infinity Insurance Company Birmingham, Alabama January 1999
Jackson National Life Insurance Company
Response - Jackson National Life Insurance Company
Lansing, Michigan May 7 - 24, 201 2
John Hancock Life Insurance Company Boston, Massachusetts May 11 - 21, 2009
Medical Associates Clinic Health Plan, Inc. Dubuque, Iowa June 2 - 18, 2003
Mercycare Insurance Company Janesville, Wisconsin September 16 - October 4, 2002
Midwest Dental Plan, Ltd. Mondovi, Wisconsin November 5, 1997
Midwest Security Insurance Company Onalaska, Wisconsin August 1997
Midwest Security Life Insurance Company Onalaska, Wisconsin January 20 - February 3, 2004
Mutual of Omaha Insurance Company and
United of Omaha Insurance Comany
Omaha, Nebraska August 8 - 26, 2011
National Guardian Life Insurance Company Madison, Wisconsin April 21 - May 5, 2009
National States Insurance Company St. Louis, Missouri October 21 - November 1, 2002
Network Health Plan
Response - Network Health Plan
Menasha, Wisconsin January 18 - 26, 2011
North American Insurance Company Madison, Wisconsin February 26 - March 7, 2001
North Central Health Protection Plan Wausau, Wisconsin October 6 - 7, 1999
Northwestern Mutual Life Insurance Company, The Franklin, Wisconsin June 3 - 4, 2013
Owners Insurance Company Lansing, Michigan October 20 - 24, 2014
Oxford Life Insurance Company Phoenix, Arizona April 8 - 24, 2002
Physicians Insurance Company of Wisconsin Madison, Wisconsin July 1997
Physicians Life Insurance Company Omaha, Nebraska October 13 - 24, 2008
Physicians Mutual Insurance Company Omaha, Nebraska October 13 - 24, 2008
Physicians Plus Insurance Corporation Madison, Wisconsin October 29 - November 8, 2012
Prevea Health Insurance Plan, Inc. De Pere, Wisconsin August 6 - 17, 2001
Professional Dental Plan, Inc. Madison, Wisconsin December 3 - 5, 2001
Progressive Classic Insurance Company Mayfield Village, Ohio July 28 - August 11, 2008
March 8 - 19, 2010
Progressive Northern Insurance Company Mayfield Village, Ohio July 28 - August 11, 2008
March 8 - 19, 2010
Regent Insurance Company Sun Prairie, Wisconsin February 11 - 19, 2002
Rural Mutual Insurance Company Madison, Wisconsin September 22 - 30, 2003
Secura Insurance A Mutual Company Appleton, Wisconsin June 7 - 11, 2004
Security Health Plan of Wisconsin, Inc. Marshfield, Wisconsin September 10 - 28, 2012
Sentry Insurance a Mutual Company Stevens Point, Wisconsin November 7 - 18, 2005
March 10 - 14, 2008
Society Insurance, A Mutual Company Fond du Lac, Wiscon sin November 6 - 15, 2002
Thrivent Financial for Lutherans Appleton, Wisconsin October 28 - November 8, 2002
Time Insurance Company Milwaukee, Wisconsin February 11 - 29, 2008
Touchpoint Health Plan Appleton, Wisconsin March 3 - 11, 2003
United of Omaha Life Insurance Company and
Mutual of Omaha Insurance Company
Omaha, Nebraska August 8 - 26, 2011
United Wisconsin Life Insurance Company Green Bay, Wisconsin March 4 - 15, 2002
UnitedHealthcare of Wisconsin, Inc. Wauwatosa, Wisconsin April 14 - May 2, 2008
Unity Health Plans Insurance Corporation Sauk City, Wisconsin April 29 - May 17, 2013
Valley Health Plan, Inc. Eau Claire, Wisconsin February 7 - 10, 2000
Vision Insurance Plan of America West Allis, Wisconsin January 21 - February 1, 2002
Wausau Underwriters Insurance Company Wausau, Wisconsin September & October 1997
WEA Insurance Corporation Wausau, Wisconsin October 6 - 13, 1997
Wilson Mutual Insurance Company Sheboygan, Wisconsin February 2 - 13, 2009
Wisconsin Automobile Insurance Plan Waukesha, Wisconsin September 26 - October 7, 2011
Wisconsin Compensation Rating Bureau and
Wisconsin Worker's Compensation Insurance Pool
Waukesha, Wisconsin S eptember 26 - October 7, 2011
Wisconsin Mutual Insurance Company Madison, Wisconsin September 30 - October 4
October 30, 2002
Wisconsin Physicians Service Insurance Corporation Madison, Wisconsin November 1 - December 16, 2004
WPS Health Plan, Inc. Green Bay, Wisconsin November 7 - 23, 2011
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