Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at
https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.
OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.
Allegations and Actions Against Agents
Marivel P. Alvarez, 8727 Westfield Dr., Dallas, TX 72543, had her insurance license revoked. This action was taken based on allegations of failing to pay a forfeiture and failing to provide information as ordered by the Commissioner.
Lea Anderson, 232 E. River Dr., New Richmond, WI 54017, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Brandi Barfield, 10250 W. Sharon Ln., Apt. 1, Milwaukee, WI 53225, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Richard A. Brammer, 1030 S. 2nd St., Milwaukee, WI 53204, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Sean P. Brennan, 131 Hart Rd., Sun Prairie, WI 53590, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Jennifer A. Brown, 1420 Riverview Dr., Apt. 12, Black Earth, WI 53588, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Tracey Brown a/k/a Tracey Phillips, 967 E. Desert Holly Dr., San Tan Valley, AZ 85143, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Lawrence A. Bullard, 770 Summit Ave., Cincinnati, OH 45204, was ordered to pay a forfeiture of $1,000.00, was ordered to timely report all matters required to be disclosed to OCI, and was ordered to provide accurate and complete information to OCI. These actions were taken based on allegations of providing false information on a licensing application and failing to timely report an administrative action taken by the state of Ohio.
Robert H. Cargile, Sr., 6914 Waunakee Cir., Mequon, WI 53092, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.
Debora L. Davis, P.O. Box 1786, Benton, AR 72018, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Arkansas on a licensing application.
Dawn M. Deates, 12760 Hampstead Dr., Brookfield, WI 53005, had her application for an insurance license denied. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application and having a criminal conviction that may be substantially related to insurance marketing type conduct.
Ernest D. Dufour, 2450 W. Pecos Rd., Apt. 2161, Chandler, AZ 85224, had his application for an insurance license denied for 60 days. This action was taken based on allegations of failing to disclose administrative actions taken by the states of Arizona and Utah on a licensing application.
Wade Edwards, Jr., 2527 Glenholly Park, Sugarland, TX 77498, had his application for an insurance license denied. This action was taken based on allegations of failing to disclose a criminal conviction and an administrative action taken by the state of Wisconsin on a licensing application and having a criminal conviction that may be substantially related to insurance marketing type conduct.
Richard R. Frith II, 2159 Erin Ct., New Brighton, MN 55112, was ordered to pay a forfeiture of $500.00 and was ordered to timely report all matters required to be disclosed to OCI. These actions were taken based on allegations of failing to report an administrative action taken by FINRA.
Clementine R. Haynes, 5240 N. 54th St., Milwaukee, WI 53218, had her application for an insurance license denied for 30 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Wisconsin on a licensing application.
Michael E. Jenkins, 6093 Hobart Cir., King George, VA 22485, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Virginia on a licensing application.
Gabriel Lavine, 957 Sims Ave. NW, Atlanta, GA 30318, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Georgia on a licensing application.
Jeffrey L. Lemley, 1700 S. 169th St., New Berlin, WI 53151, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Wisconsin on a licensing application.
John M. Leonard, 8805 Tamiami Trl. N., Unit 109, Naples, FL 34108, had his application for an insurance license denied. This action was taken based on allegations of providing false information on a licensing application and having a history of securities law violations.
Heather M. Nickerson a/k/a Heather M. Jump, W3133 St. Killian Dr., Campbellsport, WI 53010, had her application for an insurance license denied for 60 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application, having a criminal conviction that may be substantially related to insurance marketing type conduct, and failing to timely disclose a criminal charge and conviction when previously licensed.
Stephen L. Nims, 39 Ox Yoke Dr., Kensington, CT 06037, had his application for an insurance license denied. This action was taken based on allegations of providing incomplete and misleading information on a licensing application and selling insurance in other states without being licensed.
Patricia M. Nugent, 86241 Pinot Noir Ln., Coachella, CA 92236, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of California on a licensing application.
Jeffrey P. Omalia, 96 Glendale Rd., Apt. 6, Avoca, PA 18641, was ordered to pay a $500.00 forfeiture and was ordered to timely disclose all matters required to be disclosed to OCI. These actions were taken based on allegations of failing to report criminal charges and convictions to OCI.
Richard B. Patterson, Jr., 1102 Lapham St., Janesville, WI 53546, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.
Audi M. Stedman, 121 S. Clover St., Chippewa Falls, WI 54729, had his application for an insurance license denied. This action was taken based on allegations of failing to disclose pending felony charges on a licensing application and having criminal convictions that may be substantially related to insurance marketing type conduct.
Daniel J. Tromello, 477 W. Gainsborough Rd., Apt. 102, Thousand Oaks, CA 91360, was ordered to pay a forfeiture of $1,000.00 and was ordered to fully report all matters required to be disclosed to OCI. These actions were taken based on allegations of failing to timely report administrative actions taken by the state of California and FINRA.
Terry L. Westlund, 11225 College Blvd., Ste. 300, Overland Park, KS 66210, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by FINRA on a licensing application.
Allegations and Actions Against Companies
Oxley & Goldburn Insurance, Inc., 204 Monroe St., Ste. 210, Rockville, MD 20850, had its application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Maryland on a licensing application.
Copies of Administrative Actions