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Application For Life Settlement Provider License

​​​​​​​​​​Last Updated: May 29, 2024

Application For Initial and Renewal, Life Settlement Provider License
Section 632.69, Wis. Stat.

To view any of the listed statutes, see the Wisconsin Revisor of Statutes website .

Application Forms

The following documents must be completed and returned for application as a life settlement provider. The forms are available to be downloaded below. If you wish to use the fill and print form, see the instructions below. The form, once filled in, can be printed. In order to save the filled in form, you will need to purchase additional software from Adobe. If you do not wish to use the fillable pdf form, click on the print version of the form, print it, and complete it. OCI now offers the use​ of OPTins to pay renewal fees. View information regarding the use of OPTins.

Fill and Print Version—Application Forms​

Print Version—Application Forms​

Designation of Registered Agent for Service of Process​

A Designation of Registered Agent for Service of Process (OCI 12-014) form is available to be completed below.

Designation of Registered Agent for Service of Process​​

NAIC Company Code Application—For Wisconsin-Domiciled Life Settlement Providers Only

A link to the NAIC Company Code Application form is provided below for your convenience. Life Settlement Providers need not file financial data with the NAIC, but are required to obtain a NAIC Company Code. This assists with the collection of demographic statistics by state and federal authorities. Once the NAIC Company Code is issued, it remains in force for the entire existence of the Life Settlement Provider. Wisconsin cannot coordinate issuance of a NAIC Company Code to a Life Settlement Provider that is incorporated in a state other than Wisconsin.

NAIC Company Code Applicati​on​

Please direct questions to Company Licensing Specialist at ocicompanylicensing@wisconsin.gov. (Include your name, phone number, and email address.)

How to use fillable pdf forms:

  1. Click the link for the fill and print version of the forms above.
  2. Select the Hand tool if it is not already selected.
  3. Click in the first fillable field.
  4. Use the mouse to select (click on) a specific field or use the Tab key to move through the fields. Shift + Tab will go to the previous field.
  5. Use the space bar or click the mouse button to mark or unmark a box.
  6. For forms containing more than one page, use the scroll bar at the right to move from page to page or click the next page button in the status bar at the bottom of the form to advance to the next page.
  7. Once completed, you may want to print a copy for your records.
  8. Press the Reset Form button at the top right corner of page 1 of the form to clear the form.​