Administrative Actions December 2013

Last Updated: January 6, 2014

For more information, contact: J.P. Wieske
(608) 266-2493 or jp.wieske@wisconsin.gov

Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.

OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.

Allegations and Actions Against Agents

Steven Q. Adamson, 111 W. Colleen Ct., Gardner, KS 66030, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of resident surplus lines insurance licensure.

Louise Bates, 3302 N. 47th St., Milwaukee, WI 53216, had her application for an insurance license denied. This action was taken based on allegations of having a criminal conviction which may be substantially related to insurance marketing type conduct and having unpaid civil money judgments.

A Ja R. Beasley, 1308 Willow Ave., Apt. A306, Elkins Park, PA 19027, had his insurance license revoked and was ordered to pay a forfeiture of $500.00. These actions were taken based on allegations of failing to timely report an administrative action taken by the state of Montana and failing to respond promptly to inquiries from OCI.

Mary L. Bryant, 1370 S. Babcock St., Melbourne, FL 32901, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI, owing delinquent child support, and failing to submit a written request to withdraw an insurance licensing application.

Yolanda R. Cain, 6052 W. Darnel Ave., Milwaukee, WI 53223, agreed to a 60-day denial of her licensing application and agreed to a one-year period of restricted licensure with certain supervision and reporting requirements. These actions were taken based on allegations of failing to disclose administrative actions taken by the state of Wisconsin on a licensing application and having unpaid civil money judgments.

Ryan David Carlson, 1289 129th Ln. N.W., Minneapolis, MN 55448, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of resident surplus lines insurance licensure.

MaryEdna Haney Coffman, 2705 Frankfort Ave., Apt. 306, Louisville, KY 40206, had her application for an insurance license denied. This action was taken based on allegations of having a criminal charge that may be substantially related to insurance marketing type conduct and failing to respond promptly to inquiries from OCI.

Paul D. Crane, 108 Maple Dr., Satellite Beach, FL 32937, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose an administrative action taken by the state of Illinois on a licensing application.

Gregory Leon Crum, 1000 118th Ave. N., Saint Petersburg, FL 33716, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose an administrative action taken by the state of Pennsylvania on a licensing application.

James Curvier, 7339 Arbeth Pl., San Antonio, TX 78250, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and owing delinquent child support.

Sadie L. Daniels, 651 Airline Rd., Plover, WI 54467, agreed to a 60-day denial of her licensing application and agreed to a one-year period of restricted licensure with certain supervision and reporting requirements. These actions were taken based on allegations of failing to disclose criminal convictions on a licensing application and having a criminal conviction that may be substantially related to insurance marketing type conduct.

Aaron Frank DuPont, 3111 Sandgate Ct., Weston, WI 54476, agreed to the revocation of his insurance license and agreed to pay a forfeiture of $14,000.00. These actions were taken based on allegations of utilizing the services of an unlicensed and disciplined insurance intermediary and making false representations to insurance companies and consumers.

Marcus B. Ewing, 17548 Greenbay Ave., Lansing, IL 60438, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of resident surplus lines insurance licensure.

Jeremiah J. Hamlette, 3054 15th St., Monroe, WI 53566, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Yvette Vernice Holmes, P.O. Box 115364, Atlanta, GA 30310, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide the information required for life settlement broker licensure.

Eric Hume, 1458 N. Lawnwood Cir., Unit 27C, Fort Pierce, FL 34950, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and owing delinquent child support.

Brady R. Husby, 1414 Douglas St., Menomonie, WI 54751, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

John James Jacobs, 80290 Via Tesoro, La Quinta, CA 92067, was ordered to pay a forfeiture of $500.00. This action was taken based on allegations of failing to timely pay licensing fees and failing to respond promptly to inquiries from OCI.

Robert F. LaLonde, 1069 Buchholz Dr., Wooster, OH 44691, agreed to the denial of his application for an insurance license for 60 days and agreed to sell only certain insurance products with a specified company for a period of 12 months. These actions were taken based on allegations of having an administrative action taken by FINRA.

Joseph M. Milbauer, 49 Spring Floral Dr., New Providence, NJ 07974, had his application for an insurance license denied. This action was taken based on allegations of failing to disclose administrative actions taken by the state of Wisconsin on a licensing application and failing to respond promptly to inquiries from OCI.

Mark Sebastian Mitchell, 1370 S. Babcock St., Melbourne, FL 32901, had his application for an insurance license denied. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Florida on a licensing application, failing to respond promptly to inquiries from OCI, and owing delinquent child support.

Steven Mixon, 227 S. Maple Ave., Green Bay, WI 54303, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to complete prelicensing education before taking an examination.

Shawn P. Nett, 3826 Stonebridge Dr., Madison, WI 53719, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI, failing to submit to the required background check, and having expired examination scores.

Brandon Nicol, P.O. Box 1509, Jacksonville, OR 97530, had his application for an insurance license denied. This action was taken based on allegations of failing to report an administrative action taken by the state of Georgia on an original licensing application and having administrative actions taken by the states of Georgia and Oregon.

Sapan Shah, 783 Delta Ave., Apt. 8, Cincinnati, OH 45226, agreed to the denial of his application for an insurance license for 60 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Wisconsin on a licensing application and failing to respond promptly to inquiries from OCI.

Michael P. Sirianni, 2911 Malak Cir., Wausau, WI 54403, agreed to the revocation of his insurance license, agreed to pay consumer restitution, agreed to a $100,000.00 forfeiture, and agreed not to reapply for insurance licensure for at least four years. These actions were taken based on allegations of making unsuitable annuity sales, making misrepresentations to consumers and insurance companies, and selling insurance without appointment authority.

Ryan J. Woods, 533 W. Caine St., Whitewater, WI 53190, agreed to the 60-day denial of his licensing application and agreed to a one-year period of restricted licensure with certain supervision and reporting requirements. These actions were taken based on allegations of having a criminal conviction and unpaid civil money judgments.

Copies of Administrative Actions