Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.
OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.
Allegations and Actions Against Agents
John Andrade, 6913 Risata Way, Elk Grove, CA 95758, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and having a criminal conviction which may be substantially related to insurance marketing type conduct.
George Fitzharris, 6104 W. Lincoln Ave., Milwaukee, WI 53219, agreed to pay a forfeiture of $1,500.00, agreed to not issue certificates of insurance if coverage is not in force with an insurer, and agreed to have his insurance license suspended for 30 days. These actions were taken based on allegations of misrepresenting insurance coverage.
Gray Goodrich, 20408 Whiterock Dr., Lago Vista, TX 78645, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of resident surplus lines licensure.
Diane A. Jarvis, 19155 Hi View Dr., Brookfield, WI 53045, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Julia King, 12660 Stafford Rd., Apt. 1032, Stafford, TX 77477, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of resident surplus lines licensure.
Sarah Malaise, 104 E. Mason St., Unit 606, Milwaukee, WI 53202, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Aguilar Jorge Montiel, 1552 W. Lincoln Ave., Milwaukee, WI 53215, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to submit the legitimate identification required for licensure.
Carl David Parker, 866 Rose Dr., Hartland, WI 53029, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Heather Parks, 4601 Corporate Dr., Unit 115, Concord, NC 28027, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Wisconsin on a licensing application.
Souphanh Phakeovilay, 2003 S. Grand Ave., Waukesha, WI 53189, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Matthew S. Pope, 475 Chippewa Mall Dr., Ste. 355, Chippewa Falls, WI 54729, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Wisconsin on a licensing application.
Brian Robert Rahn, 6350 Rock Rd., Rudolph, WI 54475, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Mark Rivera, N17008 Grover Ln., Galesville, WI 54630, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Reuben Polanco Rosales, Pacific Benefits Group, 1915 N.W. Amberglen Pkwy., Ste. 300, Beaverton, OR 97006, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and having a criminal conviction which may be substantially related to insurance marketing type conduct.
Daniel Rosenbaum, 633 Skokie Blvd., Ste.480, Northbrook, IL 60062, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Daniel Rosenthal, 600A Broadway St., Sheboygan Falls, WI 53081, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.
Lisa K. Schilling, W1372 Cty. Rd. X, Berlin, WI 54923, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to complete the required prelicensing education prior to examination.
Lawrence Sowter, 8021 N. 49th Ave., Glendale, AZ 85302, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose an administrative action taken by the state of Colorado on a licensing application.
Sheldon D. Stotmeister, 1240 N. 2nd St., Apt. 9, Platteville, WI 53818, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Sandra B. Trascher, 119 Northam Ct., Slidell, LA 70458, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide proof of resident surplus lines licensing.
Krista Tschurwald, 3117 Tri Park Ct., Apt. 16, Appleton, WI 54914, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pass a required FINRA examination for variable lines licensing.
Melissa J. Wachholz, 181 S. Main St., Markesan, WI 53946, had her insurance license revoked. This action was taken based on allegations of failing to report a criminal arrest or conviction to OCI, failing to notify OCI of a change of address, and failing to respond promptly to inquiries from OCI.
Keith L. Wilson, 5745 N. 76th St., Milwaukee, WI 53218, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.
Allegations and Actions Against Companies
United States Liability Insurance Company, P.O. Box 6700, Wayne, PA 19087, was ordered to pay a forfeiture of $1,000.00 and was ordered to cease and desist from failing to provide proper notice when implementing a short-rate fee upon an insured deciding to cancel. These actions were taken based on allegations of using a short-rate return of premium for a mid-term cancellation of an insurance policy without providing proper notice of the short-rate premium.
Copies of Administrative Actions