Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.
OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.
Allegations and Actions Against Agents
Dorothy Ann Angeli, 3300 Business Park Dr., Stevens Point, WI 54482, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Sarah M. Barton, 1502 N. 56th St., Superior, WI 54880, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Michael James Bennett, 800 Nebraska St., Oshkosh, WI 54902, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Brian Blackley, 225 Prospect Ave., Pewaukee, WI 53072, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Charles H. Brown, 10932 75th St. Apt. 107, Kenosha, WI 53142, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Jaquieta Monique Brown, 5659 N. 36th St., Milwaukee, WI 53209, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Robert Brown, W329N4320 Lakeland Dr., P.O. Box 76, Nashotah, WI 53058, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay Wisconsin delinquent taxes due.
Terrence Carlino, 1300 Jez Rd., Ladysmith, WI 54848, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.
John F. Cotter, 419 E. Forest Dr., Neenah, WI 54956, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Neil Demant, 1313 Yorkville Ave., Union Grove, WI 53182, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Michael B. Dermody, 222 S. Golden Lake Ln., Oconomowoc, WI 53066, was ordered to pay a forfeiture of $15,000.00 within 31 days and was ordered to pay restitution to a consumer in the amount of $3,717.36. The application for the reinstatement of his intermediary's license was denied and he is prohibited from reapplying for an intermediary's license for a period of five years. These actions were taken based on allegations of selling annuities after license revocation, misrepresenting information to OCI, and making multiple misrepresentations to consumers regarding the features of annuities sold.
Perry S. Dlugie, 1203 Walden Ln., Deerfield, IL 60015, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Michael Leonard Gartman, 1228 Alcott Ave., Howards Grove, WI 53083, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
David A. Glaser, 1033 S. East St., Appleton, WI 54915, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Claudia Gonzalez, 445 State St., Fremont, MI 49412, had her application for an insurance license denied. This action was taken based on allegations of a criminal conviction which may be substantially related to insurance marketing type conduct and for failing to pay fines as required.
Joshua Griffin, 2351 Rainbow Dr., Plover, WI 54467, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.
Shawn P. Hammes, 2130 South Ave. Apt. 310, La Crosse, WI 54601, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Peter Hannah, 250 Cliff Alex Ct., Apt. 3, Waukesha, WI 53189, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and not being eligible to hold a variable line of authority.
Christopher Harris, 118 W. Bell St., Apt. 202, Neenah, WI 54956, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI, failing to disclose criminal convictions on a licensing application, and having a criminal conviction which may be substantially related to insurance marketing type conduct.
Scott Harris, 4793 Hillsboro Cir., Santa Rosa, CA 95405, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of a resident surplus lines license.
Jason Hebert, 5817 N. 41 St., Milwaukee, WI 53209, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.
Mark Hiller, 7992 Paton Rd., Saint Germain, WI 54558, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Diandra D. Holloway, 4512 W. Martin Dr. Apt. 5, Milwaukee, WI 53208, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Adriana Jaime, 12238 Silicon Dr. Ste. 150, San Antonio, TX 78249, had her application for an insurance license denied. This action was taken based on allegations of a criminal conviction which may be substantially related to insurance marketing type conduct and an administrative action taken by the state of Wisconsin.
Steve James Kass, P.O. Box 1071, Hayward, WI 54843, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Neda Keshani, 3800 Citigroup Center, FI-9, Tampa, FL 33610, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of a resident surplus lines license.
Alan Thomas Krajcir, 1227 N. Milwaukee St. Apt. 23, Milwaukee, WI 53202, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Blaise B. Krautkramer, 482 Edelweiss Dr., Green Bay, WI 54302, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Jay M. Kufahl, 412 Weston Ave., Wausau, WI 54403, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Morrison Lamb, 1032 S. Kernan Ave., Appleton, WI 54915, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and having a criminal conviction which may be substantially related to insurance marketing type conduct.
Albert Lambert, 4601 Corporate Dr. Ste. 115, Concord, NC 28027, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide required documentation on a licensing application.
Song Lee, 1401 Park Cir., Sun Prairie, WI 53590, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.
Paula J. Matteson, 2301 W. Jackson St. Apt. 19, Merrill, WI 54452, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Whitney Morgan, 3700 S. Stonebridge Dr., McKinney, TX 75070, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.
Martin J. Panczak, 214 Wildflower Way, Lake Mills, WI 53551, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Hiram Perez, 6777 S. 17th St., Milwaukee, WI 53221, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to complete required prelicensing education.
Cory J. Peterson, 249 N. Water St. Apt. 407, Milwaukee, WI 53202, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Sandra K. Proksch-Troope, 2114 Farnam St., La Crosse, WI 54601, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Terry Reed, One Haven for Hope Way, San Antonio, TX 78207, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide proof of current child support payments or an approved child support repayment plan.
Scott A. Rupnow, 18 N. 4th St., P.O. Box 331, Winneconne, WI 54986, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Andy Schaefer, 502 Plaza Dr., Apt. 216, Madison, WI 53719, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to complete fingerprinting requirements.
Rodger G. Schneider, 2017 Almond Dr., Delavan, WI 53115, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Grant Ludwig Schultz, N977 Shore Dr., Marinette, WI 54143, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Ryan Sepnafski, 1800 W. Glendale Ave., Appleton, WI 54914, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.
James F. Stein, 213 Emily Way, Hortonville, WI 54944, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Jennifer Strouf, 1306 N. 28th St., Sheboygan, WI 53081, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to complete prelicensing education requirements.
Franklin D. Thompson, 3014 N. 41st St., Milwaukee, WI 53210, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Marvin J. Tick, 11642 N. Riverland Rd., Mequon, WI 53092, agreed to have his insurance license suspended for 30 days. This action was taken based on allegations of violation of s. 628.34 (1), Wis. Stat., in the marketing and sale of a life insurance product.
Beauryan Tway, 8025 County Rd. M, Evansville, WI 53536, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to complete fingerprinting requirements.
Benjamin A. Villa, 2618 S. 50th St., Milwaukee, WI 53219, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Kevin James Weidman, 401 S. Marietta St., Apt. 3, Verona, WI 53593, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Kim Marie Weller, E13949A Hein Rd., Baraboo, WI 53913, had her insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Mark Wilkie, W2464 Hwy. 63, Springbrook, WI 54875, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
David L. Williams, 4604 Ripple Dr., West Jordan, UT 84088, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Paul D. Zeier, 1000 N. Cambridge Ct., Waunakee, WI 53597, had his insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Allegations and Actions Against Companies
Affirmative Insurance Company, P.O. Box 9030, Addison, TX 75001, was ordered to pay a forfeiture of $500.00, was ordered to promptly reply to OCI, and was ordered to pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay a required fee.
Balboa Life Insurance Company, 400 Robert St. N., St. Paul, MN 55101, was ordered to pay a forfeiture of $500.00, was ordered to reply promptly in writing to OCI, and was ordered to pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay a required fee.
Guggenheim Life & Annuity Company, 2711 Centerville Rd. Ste. 400, Wilmington, DE 19808, was ordered to pay a forfeiture of $500.00, was ordered to promptly reply in writing to OCI, and was ordered to promptly pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to promptly pay a required fee.
Health Tradition Health Plan, 1808 E. Main St., Onalaska, WI 54653, was ordered to pay a forfeiture of $500.00, was ordered to promptly reply in writing to OCI, and was ordered to pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay a required fee.
Indymac Financial Services, 888 E. Walnut St., Pasadena, CA 91101, had its insurance license revoked. This action was taken based on allegations of failing to pay Wisconsin delinquent taxes due.
Medco Containment Life Insurance Company, 100 Summit Ave., Montvale, NJ 07645, was ordered to pay a forfeiture of $500.00, was ordered to promptly provide requested information to OCI, and was ordered to pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay a required fee.
North American Elite Insurance Company, 650 Elm St., Manchester, NH 03101, was ordered to pay a forfeiture of $2,000.00, was ordered to promptly reply in writing to OCI, and was ordered to pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay a required fee.
North American Specialty Insurance Company, 475 N. Martingale Rd. Ste. 850, Schaumburg, IL 60173, was ordered to pay paid a forfeiture of $500.00, was ordered to promptly provide requested information to OCI, and was ordered to pay a required appointment fee. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI and failing to pay a required fee.
Strategic Company, LLC, 2404 Edenborn Ave., Metairie, LA 70001, had its application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to provide required documentation on a licensing application.
Copies of Administrative Actions