For more information, contact: Robert Luck, Consumer Attorney,
Phone: (608) 266-0082,
E-mail: robert.luck@wisconsin.gov

Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. This list of administrative actions does not include actions for which a separate press release is done. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.

OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.

Allegations and Actions Against Agents

Jayne E. Doucette, W157 N9722 Glenwood, Germantown, WI 53022, was ordered to pay a forfeiture of $15,000.00 and has had her insurance license revoked. This action was based on allegations of violating s. Ins 2.16 (5), Wis. Adm. Code, and s. 628.34 (1), Wis. Stat., by using misleading representations in the sales of annuities and violating s. Ins 2.16 (6), Wis. Adm. Code, by failing to make reasonable inquiries to determine suitability, recommending unsuitable sales, and utilizing business methods which endanger the legitimate interests of customers and the public.

Kamesha C. Lewis, 1929 Arizona St., Oshkosh, WI 54902, has had her application for an insurance license denied. This action was based on allegations of criminal convictions substantially related to insurance marketing type conduct.

Anthony F. Raad, N52 W21369 Golfview Dr., Menomonee Falls, WI 53051, paid a forfeiture of $20,000.00, was ordered to pay restitution to customers as set forth in the signed stipulation and to comply with all agreements made in the stipulation, and has had his insurance license revoked. This action was based on allegations of violating Wisconsin insurance laws in the marketing and sale of annuity products.

Monty C. Shadd, 9418 N. Green Bay Rd., Brown Deer, WI 53209, has had his license denied for 31 days. This action was based on allegations of failing to disclose previous administrative action taken by the state of Wisconsin on an insurance license application.

Donna M. Vogt, N2147 Double D, Campbellsport, WI 53010, was ordered to comply with provisions of s. 628.345, Wis. Stat., and has had her insurance license revoked. This action was based on allegations of misrepresentations in exchanges of annuity products, violations of securities laws, and failure to notify OCI of administrative actions and criminal charges.

Allegations and Actions Against Companies

Columbus Mutual Town Insurance Company, 205 S. University Ave., Beaver Dam, WI 53916, paid a forfeiture of $1,000.00. This action was based on allegations of failing to comply with a previous examination order.

Employers Insurance Company of Wausau, 2000 Westwood Dr., Wausau, WI 54401, was ordered to pay a forfeiture of $1,000.00. This action was based on allegations of a compliance order issued for an examination report and failing to comply with a previous examination order.

First Automotive Service Corporation, 2400 Louisiana Blvd. NE Bldg. 4, Albuquerque, NM 87110, paid a forfeiture of $10,000.00 and was ordered to file required financial statements by the due date. This action was based on allegations of failing to file a required financial statement by the due date.

Group Health Cooperative of Eau Claire, 2503 N. Hillcrest Pky., Altoona, WI 54720, paid a forfeiture of $500.00. This action was based on allegations of failing to comply with a previous examination order.

Group Health Cooperative of South Central Wisconsin, 1265 John Q. Hammons Dr., Madison, WI 53707, paid a forfeiture of $5,000.00. This action was based on allegations of failing to comply with a previous examination order.

Hawkeye-Security Insurance Company, 175 Berkeley St., Boston, MA 02116, paid a forfeiture of $1,500.00. This action was based on allegations of a compliance order issued for an examination report.

Holland Mutual Fire Insurance Company, 265 S. Main St., Cedar Grove, WI 53013, paid a forfeiture of $250.00. This action was based on allegations of failing to comply with a previous examination order.

Interstate National Dealer Services, Inc., 333 Earle Ovington Blvd. Ste. 700, Uniondale, NY 11553, paid a forfeiture of $1,000.00 and was ordered to file required financial statements by the due date. This action was based on allegations of failing to file a required financial statement by the due date.

John Alden Life Insurance Company, 501 W. Michigan, Milwaukee, WI 53203, paid a forfeiture of $500.00. This action was based on allegations of failing to comply with a previous examination order.

Medical Associates Clinic Health Plan of Wisconsin, 1605 Associates Dr. Ste. 101, Dubuque, IA 52002, paid a forfeiture of $1,500.00. This action was based on allegations of failing to comply with a previous examination order.

Medina Mutual Insurance Company, 500 Plaza Dr., Marshall, WI 53559, was ordered to pay a forfeiture of $500.00. This action was based on allegations of failing to comply with a previous examination order.

MercyCare Insurance Company, P.O. Box 2770, Janesville, WI 53547, paid a forfeiture of $2,000.00. This action was based on allegations of a compliance order issued for an examination report and failing to comply with a previous examination order.

River Falls Mutual Insurance Company, 218 N. Main St., River Falls, WI 54022, paid a forfeiture of $500.00. This action was based on allegations of failing to comply with a previous examination order.

Time Insurance Company, 501 W. Michigan, Milwaukee, WI 53203, paid a forfeiture of $500.00. This action was based on allegations of failing to comply with a previous examination order.

Tri-County Mutual Town Insurance Company, Hwy. 2 and Main, Iron River, WI 54847, paid a forfeiture of $500.00. This action was based on allegations of failing to comply with a previous examination order.

Vision Care Network Insurance Corp., 1421 Washington Ave., Racine, WI 53403, paid a forfeiture of $500.00. This action was based on allegations of failing to file a required financial statement by the due date.

Copies of Administrative Actions