For more information, contact: Robert Luck, Consumer Attorney,
Phone: (608) 266-0082,
E-mail: robert.luck@wisconsin.gov

Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. This list of administrative actions does not include actions for which a separate press release is done. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.

OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.

Allegations and Actions Against Agents

Timothy T. Beasley, 113 Silver Rd., Madison, WI 53714, has had his license denied for 31 days. This action was based on allegations of failing to disclose previous criminal convictions on an insurance license application.

Mark D. Brown, 3429 Midway St., Eau Claire, WI 54703, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and administrative action taken by the state of Wisconsin, Department of Regulation and Licensing, Real Estate Examining Board.

Breyen T. Canfield, 930 Partridge St. #108, Duluth, MN 55811, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI.

Crystal J. Chapman, 2511 Caddy Ln., Joliet, IL 60435, has had her application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose administrative actions taken by the states of Colorado and Illinois on an insurance license application.

David D. Coenen, 4524 N. Marshall Heights Ave., Appleton, WI 54913, paid a forfeiture of $25,000.00 and was ordered to five years supervision regarding annuity sales, to submit yearly reports to OCI, and to facilitate restitution to consumers. This action was based on allegations of making unsuitable sales of insurance products to consumers and making false and misleading statements regarding insurance contracts.

Lisa A. Coleman, 3020 17th Ave. Ct. W. #A, Gig Harbor, WA 98335, has had her application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose administrative action taken by the state of Washington on an insurance license application.

Corey J. Erickson, 1721 Woodland Ave., Duluth, MN 55803, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction substantially related to insurance marketing type conduct.

James Carl Faustmann, 2447 N. 69th St., Wauwatosa, WI 53213, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and failing to provide evidence of prelicensing education.

William T. Gaskins, 10032 Oak Brook Dr. #C, Charlotte, NC 28210, has had his license denied for 31 days. This action was based on allegations of failing to disclose previous administrative actions taken by the state of Wisconsin on an insurance license application.

Glen R. Giroux, 713 Finch Ct., Chesterfield, MO 63017, has had his license denied for 31 days. This action was based on allegations of failing to disclose two previous administrative actions taken by the state of Wisconsin on an insurance license application.

Melissa Marie Kapla, 422 Harvest Hill Dr., Denmark, WI 54208, has had her application for an insurance license denied. This action was based on allegations of failing to disclose administrative actions taken by the Oneida Tribe of Indians of Wisconsin, Oneida Gaming Commission on two out of three applications.

Lyla J. Larson, 971 Moonlight Dr., Woodbury, MN 55125, has had her license denied for 31 days. This action was based on allegations of failing to disclose administrative action taken by the state of Minnesota on an insurance license application.

Debra K. Molle-Grunsted, 6212 Deer Ln., Panora, IA 50216, has had her application for an insurance license denied. This action was based on allegations of failing to disclose previous administrative action taken by the state of Wisconsin on an insurance license application and failing to respond promptly to inquiries from OCI.

Andrew E. Morse, 518 Seventh St. SE, Minneapolis, MN 55414, has had his license denied for 31 days. This action was based on allegations of failing to disclose administrative actions taken by the states of Minnesota and Wisconsin on an insurance license application.

William J. Morton, 1404 Jackson St., Rockford, IL 61107, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose two administrative actions taken by the state of Illinois on an insurance license application.

Robert Mugnaini, 1510 N. Rock Run Dr. #2C, Crest Hill, IL 60435, has had his application for an insurance license denied. This action was based on allegations of a criminal conviction substantially related to insurance marketing type conduct.

Pamela Schwab, 3390 Cozy Camp Rd., Moraine, OH 45439, has had her application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction substantially related to insurance marketing type conduct.

James S. Turner, 2299 Sunshine Ln., Beloit, WI 53511, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction substantially related to insurance marketing type conduct.

Vong Vang, 711 S. Oakland Ave., Green Bay, WI 54303, has had his application for an insurance license denied. This action was based on allegations of a criminal conviction substantially related to insurance marketing type conduct and a number of convictions.

Eric Jonathan Wales, 6704 Schroeder Rd. #4, Madison, WI 53711, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and failing to pay Wisconsin delinquent taxes due.

Jason R. Waters, 514 E. South St., Lisbon, IA 52253, has had his license denied for 31 days. This action was based on allegations of failing to disclose previous administrative action taken by the state of Wisconsin on an insurance license application.

Andrew Richard Zalewski, 3011 Patty Ln., Middleton, WI 53562, has had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction substantially related to insurance marketing type conduct.

Allegations and Actions Against Companies

Badger Mutual Insurance Company, 1635 W. National Ave., Milwaukee, WI 53204, paid a forfeiture of $1,000.00 and was ordered to cease and desist from issuing improper nonrenewals to policyholders when an intermediary's contract is terminated. This action was based on allegations of issuing two improper nonrenewal notices for insurance policies.

Capitol Indemnity Corporation, 1600 Aspen Commons, Middleton, WI 53562, paid a forfeiture of $2,500.00 and was ordered to cease an desist from issuing improper nonrenewal notices. This action was based on allegations of issuing improper nonrenewal notices for six insurance policies.

Conseco Senior Health Insurance Company, 11815 N. Pennsylvania St., Carmel, IN 46032, paid a forfeiture of $100,000.00 and was ordered to comply with the terms of the stipulation agreement. This action was based on allegations of failing to timely pay and pay interest on long-term care claims, failing to comply with the terms of its policies, and making misleading statements.

J. P. Turner & Company, L.L.C., One Buckhead Plaza Ste. 11, Atlanta, GA 30305, has had its application for an insurance license denied. This action was based on allegations of administrative actions taken by the National Association of Security Dealers and lawsuits involving misrepresentation.

Wells Fargo Third Party Administrators, Inc., 602 Virginia St. E. 5th Fl., Charleston, WV 25301, paid a forfeiture of $500.00. This action was based on allegations of failing to respond promptly to inquiries from OCI.

Copies of Administrative Actions