Administrative Actions December 2015

Last Updated: January 5, 2016

For more information, contact: J.P. Wieske
(608) 266-2493 or jp.wieske@wisconsin.gov

Madison, WI—OCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.

OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.

Allegations and Actions Against Agents

Amy Borski, 471 S. Main St., Fond du Lac, WI 54935, had her application for an insurance license denied. This action was taken based on allegations of having a criminal charge that may be substantially related to insurance marketing type conduct and having unpaid civil money judgments.

John P. Drill, 9 Menomonie Ct., Madison, WI 53704, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.

Levi Goines III, 1399 Troon Dr., Sun Prairie, WI 53590, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.

April L. Holmes, 822 Logan Ave. N., Minneapolis, MN 55411, had her insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.

Thomas J. Janssen, 601 E. River Dr., De Pere, WI 54115, had his insurance license revoked. This action was taken based on allegations of owing delinquent Wisconsin taxes.

Maurice McNeil, 1701 Summit Ridge Ln., Kannapolis, NC 28083, had his application for an insurance license denied. This action was taken based on allegations of having a criminal conviction that may be substantially related to insurance marketing type conduct and failing to respond promptly to inquiries from OCI.

Kimberly Mills, 147 Powell St. S.E., Atlanta, GA 30316, had her application for an insurance license denied. This action was taken based on allegations of failing to provide evidence of equivalent resident state licensure and failing to respond promptly to inquiries from OCI.

Pamela S. Schwab Powell, 3390 Cozy Camp Rd., Moraine, OH 45439, had her application for an insurance license denied. This action was taken based on allegations of failing to disclose an employment termination for cause on a licensing application; having administrative actions taken by the states of Utah, Ohio, Delaware, Wisconsin, and South Dakota; having involvement in a lawsuit alleging fraud, misappropriation or conversion of funds, misrepresentation, or breach of fiduciary duty; and owing delinquent resident state income taxes.

Michael V. Putthoff, 1118 Terry Ln., De Pere, WI 54115, had his insurance license revoked. This action was taken based on allegations of failing to pay a required fee to OCI.

Corina M. Rivera, 9017 W. Crown King Rd., Tolleson, AZ 85353, had her application for an insurance license denied. This action was taken based on allegations of having a criminal conviction that may be substantially related to insurance marketing type conduct and failing to respond promptly to inquiries from OCI.

Allegations and Actions Against Companies

Excalibur Reinsurance Corporation, 1880 JFK Blvd., Ste. 801, Philadelphia, PA 10103, was ordered to pay a forfeiture of $1,000.00. This action was taken based on allegations of failing to timely file a financial statement.

Patriot Insurance Agency, Inc., P.O. Box 1298, Sonoita, AZ 85637, had its application for an insurance license denied. This action was taken based on allegations of failing to disclose administrative actions taken by the states of Wisconsin, South Dakota, Ohio, Missouri, Georgia, Maine, Massachusetts, Florida, Virginia, North Carolina, Oklahoma, Colorado, and New York on a licensing application and having its insurance license terminated for cause.

Copies of Administrative Actions