Policy Form and Rate Filing Requirements

​​​​​​​​Last Updated: August 30, 2021

Filings are accepted via e​mail as well as SERFF. Please submit your rate and forms filings to ociratesforms@wisconsin.gov. All correspondence regarding filings is being handled electronically.

Please submit all Public Adjuster Contracts to ocipublicadjusters@wisconsin.gov. All correspondence regarding contract form filing is being handled electronically.

Dividend Filing Guidelines​

Interstate Insurance Product Regulation Commission

The Interstate Insurance Compact (Compact) is an important modernization initiative that benefits state insurance regulators, consumers and the insurance industry. The Compact established a multi-state public entity, the Interstate Insurance Product Regulation Commission (IIPRC) which serves as an instrumentality of the Member States. The IIPRC serves as a central point of electronic filing for certain insurance products, including life insurance, annuities, disability income and long-term care insurance to develop uniform product standards, affording a high level of protection to purchasers of asset protection insurance products. We encourage insurance companies to submit filings through the Interstate Compact.
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Interstate Insurance Product Regulation Comm​ission  ​​ ​​​

Comprehensive Health Rate and Form Filings (Individual and Small Group)

• Comprehensive Health Form Filings
• Comprehensive Health Rate Filings
  
• Dental Form and Rate Filings

​Health Rate Filing (other than Comprehensive Health)

• Credit Life and Disability Insurance, Individual Accident and Health Insurance (other than ACA), Long-Term Care Insurance and/or Medicare Supplement Insurance Rate Filing
• NAIC Uniform Transmittal Do​cument  ​​ ​
  

​Policy Form Filing Procedures and Forms

• Emergency Rule s. Ins 6.07, Wis. Adm. Code
• Form Filing Procedures as of February 1, 2011
• NAIC Uniform Transmittal Documents  ​​ ​
• Medicare Supplement Advertising Transmittal Form Word   PDF
• MHP Attestation Form

• Aircraft
• Automobile
• Contractual Liability Policies
• Group Annuity
• Group Health - Comprehens​ive
• Group Life
  
• Homeowner's
• Individual Annuity
• Individual Health - Comprehensive
• Individual Life
• Life Settlement Contracts and Disclosure Statements To Owners
• Limited Service Health Organization (LSHO) - Individual and Group
• Long-Term Care
• Long-Term Care Advertisements
• Medical Malpractice
• Medicare Cost
• Medicare Supplement & Cost-Sharing
• Medicare Select & Select Cost-Sharing
  
• Medicare Supplement Advertiseme​nts
• Motor Clubs
• Patient Protection and Affordable Care Act (PPACA) filing procedures:
  • SERFF filings:
      Overview of PPACA changes
  • Paper filings:
      PPACA Uniform Compliance Summary form
      ​PPACA eligible TOIs​
• Property and Casualty
• Property Service Contracts
• Short-Term Major Medical - Individual and Group
• Vehicle Protection Product Warranty
• Warranty Contracts

Property and Casualty Rate/Rule Filing

• Property and Casualty Rate/Rule Filing Procedures
• Consent to Rate Form
• Reference Filing Adoption Form
• Summary of Supporting Information Form
• Expense Constant Supplement
• NAIC Uniform Transmi​ttal​ Document  ​​ ​

Public Adjuster Contract Filing Checklist

• Public Adjuster Checklist​​
  

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